1849 Hawthorne Place
Paoli, PA 19301
ph: 215-219-7599

Services

Account Management

How to Set-up an Account

The minimum account size is $50,000.

Individuals with interest in investing should contact Dr. Roche directly by phone or e-mail.  The process starts with a phone interview to review your goals, risk tolerance and investment experience.  Understanding client goals and investment preferences is one of the most important keys to long term success.  Assuming there is a good fit with our approach, required regulatory forms need to be completed to create the account. 

We recommend the TD Ameritrade platform for most accounts.  We are willing to consider other trading platfoms in cases where there are good reasons to do so e.g. for retirment accounts that have rules that limit the choice of brokers.  Clients can access and view their portfolios as desired.  All client will receive quarterly reports giving the investment results for the latest quarter.  These reports will also provide updates on key holdings and the rationale for significant portfolio changes.  All clients will be billed on a quarterly basis for management fees.  Clients have the ability to withdraw funds at any time.  Some accounts may also have check writing ability.

Fee Schedule

The minimum account size is $50,000.

Portfolio Size                     Annualized Fee

0 - $250,000                            1.50%

$250,0001 - $500,000               1.25%

$500,001 - $1,000,000              1.15% 

Over $1,000,000                      Negotiable

 

  • Results

     

    Managed accounts 2Q-4Q 2007

    +11% vs 4.5% for S&P 500 (TWIRR), corresponds to a 14.6% annualized return. These results do not include management fees.  Please see the managment fee schedule above.

     

    Individual account

    2006: + 33.3% vs. 15.8% for S&P 500

    2005: +16.5% vs. 5% for S&P 500

    2004: +17.98% vs. 10.9% for S&P 500

    2004-6 Individual account returns are straight line calculations not TWIRR.

    The above results have not been audited. 

    Past results are no guarantee of future returns.

     

     

Disclosure

Pennsylvania Registration

Freedom Mountain Investments (FMI) is a Pennsylvania registered investment advisor. This site is primarily intended for clients and interested investors residing in Pennsylvania and a limited number of clients in other states and countries. Please contact FMI to find out whether business can be conducted in your state or country

Website Accuracy

This website was designed to provide accurate and authoritative information in regard to the subject matter covered. It is compiled with the understanding that FMI is not engaged in rendering legal, accounting, or other professional service except that specified in the FMI ADV for signed clients. While every effort was made to ensure the accuracy of the information presented by this website, in no way can this be guaranteed. No current or prospective client should assume that discussions on this website serve as a substitute for the current advice, philosophy, or transactions of FMI or any other investment professional.

TD Ameritrade Institutional Services

TD Ameritrade Institutional Services and FMI are independent and unaffiliated. TD Ameritrade Investor Services, Inc., is an independent and unaffiliated brokerage firm that provides FMI clients with securities custody and execution services.

 

1849 Hawthorne Place
Paoli, PA 19301
ph: 215-219-7599